hiverisk aml compliance audit

Is this overkill? Sanctions checks on clients and counter parties

It’s no secret that the SRA is taking an active interest in how firms are approaching their management of the sanctions regime.

A snapshot of a COLP’s day, week, month and year

Young woman business accountant, bookkeeper, checking old finance documents in in company finance file archive. Standing in front of shelf, holding and reading within a file folder. Surrounded with ring binders, folders, files, papers in company document storage archive room.

There’s a lot that goes into running a tight compliance ship in a law firm.