Following the recent publication of the SRA’s annual AML report, Legl and HiveRisk have teamed up to help firms navigate the unpredictable waters of SRA visits. With the continuous monitoring of AML regulation compliance, any interaction—be it a desk based review, onsite visit or involvement in the SRA’s thematic work —can be a potential stress time for your firm.

This session will feature insights from HiveRisk’s founder, Kate Burt, and promises to equip you with practical strategies to ensure your firm is ever-ready for an SRA visit.

In this insightful webinar, we will explore:

• The manifold obligations that your firm, officers, and staff must adhere to
• The spectrum of documents the SRA might request for disclosure during a visit
• The individuals in your firm who may be approached, and potential lines of inquiry
• Proactive measures and strategies to implement, in order to mitigate stress and enhance readiness

Join us as we delve into these crucial areas, and empower your firm to confidently face any SRA visit. Step ahead of the curve, transform the unexpected into the anticipated, and turn potential stress into a demonstration of your firm’s compliance proficiency.